Certificate in AM Compliance Essentials: Mastery
-- ViewingNowThe Certificate in AM Compliance Essentials: Mastery is a comprehensive course designed to meet the growing industry demand for professionals with a deep understanding of Asset Management (AM) compliance. This course emphasizes the importance of regulatory compliance in the asset management industry, empowering learners with the essential skills to navigate complex regulatory environments and ensure adherence to industry standards.
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โข Unit 1: Introduction to AM Compliance Essentials
โข Unit 2: Understanding Anti-Money Laundering (AML) Regulations
โข Unit 3: Know Your Customer (KYC) Procedures
โข Unit 4: Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD)
โข Unit 5: Risk-Based Approach to AML Compliance
โข Unit 6: AML Compliance Program Essentials
โข Unit 7: Reporting Suspicious Transactions and Currency Transaction Reports (CTRs)
โข Unit 8: AML Compliance Monitoring and Testing
โข Unit 9: Sanctions Compliance and Screening
โข Unit 10: AML Compliance Best Practices and Emerging Trends
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